Vice President Compliance

Vice President - Senior Compliance Officer (Atlanta, GA): Our client, a private equity fund that focuses on investments in middle-market firms, has a need for a strong, insightful seasoned compliance professional to join their team in a #2 capacity. This new hire will work closely with the firm's CCO to oversee the day to day compliance program. This is a strong opportunity for a mid-level compliance professional ready to take on a more strategic role, working closely with leadership to shape initiatives and elevate the compliance program.

The hiring manager is eager to welcome a proactive and strategic compliance professional who demonstrates strong initiative and a deep understanding of regulatory frameworks.

The firm is a highly regarded investment advisor with over $30 billion in assets under management and a distinguished 20+ year track record. Known for its exceptional reputation in the industry, the firm fosters a collaborative culture that emphasizes internal growth.

Responsibilities:

• Prepare and submit regulatory filings, manage the firm’s compliance program, and oversee adherence to the Code of Ethics.
• Lead key compliance initiatives in response to evolving regulatory requirements.
• Perform ongoing compliance testing and maintain up-to-date policies and procedures.
• Collaborate closely with marketing and investor relations teams to prepare responses to RFPs, DDQs, and other client communications.
• Develop risk matrices to track and communicate compliance priorities.
• Work in partnership with external compliance consultants to conduct mock audits and implement regulatory best practices.

Qualifications:

• Bachelor's degree required.
• 3–7+ years of compliance experience within an investment advisory environment (hedge fund, private equity, credit, etc.).
• Demonstrated experience with Form ADV is essential.
• Highly motivated, detail-oriented, and committed to a standard of excellence.